The 2024 Social Benchmark assesses the world's 2,000 most influential companies on their responsibility in meeting society's fundamental expectations towards three measurement areas: respecting human rights, providing decent work, and acting ethically. This company was assessed in 2022 and received a score of 3.5/20. The average score was an alarmingly low 4.6/20 and the highest score was 15.5/20.

This company received an S&P Global ESG Score of 34/100 in the Diversified Financial Services and Capital Markets category of the S&P Global Corporate Sustainability Assessment, an annual evaluation of companies' sustainability practices (last updated 21 Oct 2022). The rankings are based on an analysis of corporate economic, environmental and social performance, assessing issues such as corporate governance, risk management, environmental reporting, climate strategy, human rights and labour practices.

JUST Capital polls Americans every year to identify the issues that matter most in defining just business behaviour. For their 2024 rankings the public identified 20 issues, which are organised under the headings Workers, Communities, Customers, Shareholders and Environment. JUST Capital then define metrics that map to those issues and track and analyse the largest, publicly traded U.S. companies. This analysis powers their rankings, in which this company ranked 528th of 937 companies, and 27th of 38 Capital Markets companies.

In 2016 the US Securities & Exchange Commission (SEC) issued a US$53m fine against this company for several securities law violations. The company agreed to settle the case, resolving accusations that the firm misled investors. They had been charged with concealing important details from investors, failing to fully explain policies on monitoring fees, and not disclosing details about a loan they took from some of the company's private equity funds. The SEC found that the failure to disclose, coupled with hidden monitoring fees, amounted to violations of securities laws.

The 2025 Financial System Benchmark ranks 400 financial institutions across five distinct measurement areas: Strategy, governance and stewardship, Financing climate and nature protection and restoration, Environmental footprints, Inclusive finance and Responsible business conduct. This company ranked #185/400, with a total score of 11.5 out of 100. The average score was 12.2 and the highest score was 43.